A Survey of Large Language Models for Financial Applications: Progress, Prospects and Challenges

15 June 2024

H. Vincent Poor

Qingsong Wen

Stefan Zohren

AIFin

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Papers citing "A Survey of Large Language Models for Financial Applications: Progress, Prospects and Challenges"

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Title
Large Language Models for Mobility Analysis in Transportation Systems: A Survey on Forecasting Tasks Zijian Zhang Yujie Sun Zepu Wang Yuqi Nie Xiaobo Ma Peng Sun Ruolin Li Xuegang Ban 74 14 0 24 Feb 2025
LOB-Bench: Benchmarking Generative AI for Finance - an Application to Limit Order Book Data Peer Nagy Sascha Frey Kang Li Bidipta Sarkar Svitlana Vyetrenko Stefan Zohren Ani Calinescu Jakob Foerster 73 1 0 13 Feb 2025
UCFE: A User-Centric Financial Expertise Benchmark for Large Language Models Yuzhe Yang Yifei Zhang Yan Hu Y. Guo Ruoli Gan ... Haining Wang Qianqian Xie Jimin Huang Honghai Yu Benyou Wang ELM AIFin 32 1 0 17 Oct 2024
Towards Neural Scaling Laws for Time Series Foundation Models Qingren Yao Chao-Han Huck Yang Renhe Jiang Yuxuan Liang Ming Jin Shirui Pan AI4TS AI4CE 40 6 0 16 Oct 2024
Time-MoE: Billion-Scale Time Series Foundation Models with Mixture of Experts X. Shi Shiyu Wang Yuqi Nie Dianqi Li Zhou Ye Qingsong Wen Ming Jin AI4TS 34 24 0 24 Sep 2024
Benchmarking Large Language Models on CFLUE -- A Chinese Financial Language Understanding Evaluation Dataset Jie Zhu Junhui Li Yalong Wen Lifan Guo ELM ALM 30 6 0 17 May 2024
Hybrid LLM: Cost-Efficient and Quality-Aware Query Routing Dujian Ding Ankur Mallick Chi Wang Robert Sim Subhabrata Mukherjee Victor Rühle L. Lakshmanan Ahmed Hassan Awadallah 80 73 0 22 Apr 2024
SilverSight: A Multi-Task Chinese Financial Large Language Model Based on Adaptive Semantic Space Learning Yuhang Zhou Zeping Li Siyu Tian Yuchen Ni Sen Liu Guangnan Ye Hongfeng Chai 30 1 0 07 Apr 2024
Foundation Models for Time Series Analysis: A Tutorial and Survey Yuxuan Liang Haomin Wen Yuqi Nie Yushan Jiang Ming Jin Dongjin Song Shirui Pan Qingsong Wen AI4TS AI4CE 81 108 0 21 Mar 2024
AlphaFin: Benchmarking Financial Analysis with Retrieval-Augmented Stock-Chain Framework Xiang Li Zhenyu Li Chen Shi Yong-mei Xu Qing Du Mingkui Tan Jun Huang Wei Lin AIFin 31 25 0 19 Mar 2024
FinLlama: Financial Sentiment Classification for Algorithmic Trading Applications Thanos Konstantinidis Giorgos Iacovides Mingxue Xu T. Constantinides Danilo P. Mandic AIFin 26 8 0 18 Mar 2024
A Multimodal Foundation Agent for Financial Trading: Tool-Augmented, Diversified, and Generalist Wentao Zhang Lingxuan Zhao Haochong Xia Shuo Sun Jiaze Sun ... Yilei Zhao Xinyu Cai Longtao Zheng Xinrun Wang Bo An AIFin 23 33 0 28 Feb 2024
FinGPT-HPC: Efficient Pretraining and Finetuning Large Language Models for Financial Applications with High-Performance Computing Xiao-Yang Liu Jie Zhang Guoxuan Wang Weiqin Tong Anwar Elwalid 23 1 0 21 Feb 2024
Structural Knowledge Informed Continual Multivariate Time Series Forecasting Zijie Pan Yushan Jiang Dongjin Song Sahil Garg Kashif Rasul Anderson Schneider Yuriy Nevmyvaka CLL AI4TS 24 3 0 20 Feb 2024
Alpha-GPT 2.0: Human-in-the-Loop AI for Quantitative Investment Hang Yuan Sai Wang Jian Guo 22 3 0 15 Feb 2024
Learning to Generate Explainable Stock Predictions using Self-Reflective Large Language Models Kelvin J.L. Koa Yunshan Ma Ritchie Ng Tat-Seng Chua AIFin LLMAG 29 25 0 06 Feb 2024
Financial Report Chunking for Effective Retrieval Augmented Generation Antonio Jimeno-Yepes Yao You Jan Milczek Sebastian Laverde Renyu Li 34 20 0 05 Feb 2024
Empowering Time Series Analysis with Large Language Models: A Survey Yushan Jiang Zijie Pan Xikun Zhang Sahil Garg Anderson Schneider Yuriy Nevmyvaka Dongjin Song AI4TS AIFin 81 46 0 05 Feb 2024
FinMem: A Performance-Enhanced LLM Trading Agent with Layered Memory and Character Design Yangyang Yu Haohang Li Zhi Chen Yuechen Jiang Yang Li Denghui Zhang Rong Liu Jordan W. Suchow K. Khashanah 42 56 0 23 Nov 2023
DISC-FinLLM: A Chinese Financial Large Language Model based on Multiple Experts Fine-tuning Wei Chen Qiushi Wang Zefei Long Xianyin Zhang Zhongtian Lu ... Siyuan Wang Jiarong Xu Xiang Bai Xuanjing Huang Zhongyu Wei 65 43 0 23 Oct 2023
Multi-Purpose NLP Chatbot : Design, Methodology & Conclusion Shivom Aggarwal Shourya Mehra Pritha Mitra OffRL 61 4 0 13 Oct 2023
Enhancing Financial Sentiment Analysis via Retrieval Augmented Large Language Models Boyu Zhang Hongyang Yang Tianyu Zhou Muhammad Ali Babar Xiao-Yang Liu AIFin 53 41 0 06 Oct 2023
CFGPT: Chinese Financial Assistant with Large Language Model Jiangtong Li Yuxuan Bian Guoxuan Wang Yang Lei Dawei Cheng Zhijun Ding Changjun Jiang 32 10 0 19 Sep 2023
Temporal Data Meets LLM -- Explainable Financial Time Series Forecasting Xinli Yu Zheng Chen Yuan Ling Shujing Dong Zongying Liu Yanbin Lu AIFin AI4TS 107 67 0 19 Jun 2023
Bloated Disclosures: Can ChatGPT Help Investors Process Information? Alex G. Kim Maximilian Muhn Valeri V. Nikolaev 18 30 0 17 Jun 2023
Unified Text Structuralization with Instruction-tuned Language Models Xuanfan Ni Piji Li Huayang Li 27 12 0 27 Mar 2023
A Comprehensive Survey on Enterprise Financial Risk Analysis from Big Data Perspective Yu Zhao Huaming Du Qing Li Fuzhen Zhuang Ji Liu Gang Kou Gang Kou 30 1 0 28 Nov 2022
ECTSum: A New Benchmark Dataset For Bullet Point Summarization of Long Earnings Call Transcripts Rajdeep Mukherjee Abhinav Bohra Akash Banerjee Soumya Sharma Manjunath Hegde ... Shivani Shrivastava Koustuv Dasgupta Niloy Ganguly Saptarshi Ghosh Pawan Goyal RALM 33 44 0 22 Oct 2022
Anomaly Detection on Financial Time Series by Principal Component Analysis and Neural Networks Stéphane Crépey Lpsm Lehdili Noureddine Nisrine Madhar Lpsm Maud Thomas Lpsm AI4TS 21 10 0 22 Sep 2022
Neural network is heterogeneous: Phase matters more Yuqi Nie Hui Yuan 55 3 0 03 Nov 2021
Mengzi: Towards Lightweight yet Ingenious Pre-trained Models for Chinese Zhuosheng Zhang Hanqing Zhang Keming Chen Yuhang Guo Jingyun Hua Yulong Wang Ming Zhou VLM 36 68 0 13 Oct 2021
Named Entity Recognition and Classification on Historical Documents: A Survey Maud Ehrmann Ahmed Hamdi Elvys Linhares Pontes Matteo Romanello A. Doucet 47 108 0 23 Sep 2021
Large-Scale News Classification using BERT Language Model: Spark NLP Approach Kuncahyo Setyo Nugroho Anantha Yullian Sukmadewa N. Yudistira 25 27 0 14 Jul 2021
Efficient Estimation of Word Representations in Vector Space Tomáš Mikolov Kai Chen G. Corrado J. Dean 3DV 228 29,632 0 16 Jan 2013